H.R. 1109 · 108th Congress

Market Oversight Consolidation and OTC Derivatives Regulation Act

Stage: In committee
Sponsor: Peter DeFazio
Introduced: 2003-03-06
Latest action: 2003-03-17 · Referred to the Subcommittee on Capital Markets, Insurance and Government Sponsored Enterprises.

Subjects

Congress

Civil actions and liability

Law

Finance and financial sector

Commerce

Federal Reserve System

Commodity Futures Trading Commission

Government Operations and Politics

Crime and Law Enforcement

Congressional reporting requirements

Federal employees

Legislation

Federal advisory bodies

Liability (Law)

Employee rights

Investors

Licenses

Advice and consent of the Senate

Administrative procedure

Imprisonment

Presidential appointments

Fines (Penalties)

Independent regulatory commissions

Misconduct in office

Financial services

Corporation directors

Securities regulation

District courts

Transfer of employees

Government attorneys

Executive reorganization

Larceny

Executives

Damages

Legal fees

Punitive damages

Jurisdiction

Brokers

Information disclosure (Securities law)

Investment advisers

Stock exchanges

Securities fraud

Derivative securities

Futures trading

Margins (Security trading)

Options (Contract)

Swaps (Finance)

Insider trading in securities

Securities industry

Capital

Embezzlement

Securities and Exchange Commission