S. 183 · 108th Congress
SEC Civil Enforcement Act
- Stage
- In committee
- Sponsor
- Carl Levin
- Introduced
- 2003-01-16
- Latest action
- 2003-04-08 · Sponsor introductory remarks on measure.
Subjects
Law
Finance and financial sector
Commerce
Business records
Administrative remedies
Government Operations and Politics
Government paperwork
Administrative procedure
Evidence (Law)
Fines (Penalties)
Independent regulatory commissions
Injunctions
Investment advisers
Securities fraud
Securities and Exchange Commission