H.R. 4624 · 112th Congress

Investment Adviser Oversight Act of 2012

Stage
In committee
Introduced
2012-04-25
Latest action
2012-06-06 · Committee Hearings Held.

Subjects

Administrative law and regulatory procedures
Banking and financial institutions regulation
Finance and financial sector
Licensing and registrations
Financial services and investments
Business ethics
Business records
Computer security and identity theft
Administrative remedies
Securities and Exchange Commission (SEC)