H.R. 5424 · 114th Congress

Investment Advisers Modernization Act of 2016

Stage
Passed a chamber
Introduced
2016-06-09
Latest action
2016-09-12 · Received in the Senate and Read twice and referred to the Committee on Banking, Housing, and Urban Affairs.

Subjects

Administrative law and regulatory procedures
Fraud offenses and financial crimes
Finance and financial sector
Securities
Financial services and investments
Marketing and advertising
Business records
Securities and Exchange Commission (SEC)