H.R. 6139 · 115th Congress

Improving Investment Research for Small and Emerging Issuers Act

Stage
Passed a chamber
Introduced
2018-06-19
Latest action
2018-07-11 · Received in the Senate and Read twice and referred to the Committee on Banking, Housing, and Urban Affairs.

Summary

Improving Investment Research for Small and Emerging Issuers Act

(Sec. 2) This bill requires the Securities and Exchange Commission to report on investment research regarding small issuers, including emerging growth companies and companies considering initial public offerings. The report must: (1) include topics such as the availability of such research and potential conflicts of interest relating to its production and distribution, and (2) make recommendations for increasing small-issuer investment research.