S. 3558 · 116th Congress
A bill to require the Securities and Exchange Commission to prevent the Financial Industry Regulatory Authority from enforcing a certain rule of that Authority.
- Stage
- In committee
- Sponsor
- Rand Paul
- Introduced
- 2020-03-21
- Latest action
- 2020-03-21 · Introduced in Senate
Summary
This bill directs the Securities and Exchange Commission to prevent the Financial Industry Regulatory Authority from enforcing that authority's rule requiring member brokers and dealers to annually inspect their offices for compliance with securities laws and regulations.