S. 3558 · 116th Congress

A bill to require the Securities and Exchange Commission to prevent the Financial Industry Regulatory Authority from enforcing a certain rule of that Authority.

Stage
In committee
Sponsor
Rand Paul
Introduced
2020-03-21
Latest action
2020-03-21 · Introduced in Senate

Summary

This bill directs the Securities and Exchange Commission to prevent the Financial Industry Regulatory Authority from enforcing that authority's rule requiring member brokers and dealers to annually inspect their offices for compliance with securities laws and regulations.