H.R. 4620 · 117th Congress

To amend the Investment Advisers Act of 1940 to limit the exemption provided for family offices from the definition of an investment adviser, and for other purposes.

Stage
Reported from committee
Introduced
2021-07-22
Latest action
2021-07-29 · Committee Consideration and Mark-up Session Held.

Subjects

Finance and financial sector
Small business
Securities
Financial services and investments
Business records