S. 2360 · 117th Congress

8–K Trading Gap Act of 2021

Stage
In committee
Introduced
2021-07-15
Latest action
2022-04-05 · Committee on Banking, Housing, and Urban Affairs. Hearings held.

Summary

8–K Trading Gap Act of 2021

This bill requires certain publicly traded companies to create policies reasonably designed to prevent executive officers and directors from trading their securities after a significant corporate event but before disclosing that event through a public filing. Certain companies required by regulation to adopt a code of ethics are exempt from this requirement.