H.R. 2622 · 118th Congress
To amend the Investment Advisers Act of 1940 to codify certain Securities and Exchange Commission no-action letters that exclude brokers and dealers compensated for certain research services from the definition of investment adviser, and for other purposes.
- Stage
- Passed a chamber
- Sponsor
- Pete Sessions
- Introduced
- 2023-04-13
- Latest action
- 2023-07-12 · Received in the Senate and Read twice and referred to the Committee on Banking, Housing, and Urban Affairs.
Subjects
User charges and fees
Finance and financial sector
Licensing and registrations
Financial services and investments